FCA fines Sigma Broking Limited for transaction reporting failures
Sigma Broking Limited (Sigma) has been fined £1,087,300 for failing to submit complete and accurate transaction reports for 5 years. The FCA’s monitoring systems identified issues with the transact...
FCA seeks improvement to digital loan processes
The FCA found that the design of some digital loan processes lacks positive friction and excludes information consumers need, for example, on cost. Lenders’ online and in-app application processes c...
Japan Prepares Large Scale Amend of Crypto Policies
Japan’s Financial Services Agency (FSA) is preparing sweeping changes to its digital asset framework. The changes, which combine tax reforms and regulatory upgrades, could introduce exchange-traded ...
